Tag: Regulator

[ad_1] The New York Department of Financial Services (NYDFS) has published a guidance that requires banking firms under the State of New York to seek advance permission from it before they or their authorized third-party agents engage in cryptocurrency-related activities. Grab your copy of our latest Quarterly Intelligence Report...

[ad_1] The Autorité des Marchés Financiers (AMF), France’s financial markets watchdog, says it has toughened its “substantive criteria” for authorizing digital asset service providers (DASPs). AMF says DASPs must mandatorily use a language that can be understood by all French customers in their marketing materials. This language requirement also...

[ad_1] The US Office of the Comptroller of the Currency (OCC) has found some lapses with the  know-your-customer (KYC  Know Your Customer (KYC) Know Your Customer (KYC) is the process via which the broker is verifying the true identity of its clients in order to comply with multiple regulations....

[ad_1] The United Kingdom’s ads regulator, the Advertising Standards Authority (ASA), has cracked down on cryptocurrency ad campaigns of Ziglu, an FCA-regulated online crypto platform. Q4 2021 volumes have gone up or down and how much? The exchange ran promotions under which it put digital posters across Edinburgh with...

[ad_1] On December 23, the Nova Scotia Securities Commission issued an investor alert that reminded local investors that ATB CRYPTO is not a registered company to conduct the business of securities and derivatives trading in Nova Scotia. The regulator stated that ATB Crypto claims to be an    online...